Dilda Dalvi

Dilda Dalvi

Dilda Dalvi - Chief Compliance Officer

Dilda Dalvi

Chief Compliance Officer

I have a background in Economics and Accounting which led me to discover my interest in the financial services industry. As an auditor in a previous role early in my career, I found my passion for compliance with the goal of supporting customer confidence in the financial system. With over 15 years of experience, I have had the pleasure of working with individuals from all walks of life over three continents.

I currently hold the Series 7, 63, 66, 9&10, and 24 licenses, and I am a Dispute Resolution Arbitrator for FINRA.

My favorite pastime is reading and traveling with my husband and twin boys, and going on family hikes with Pluto, our Labrador.